Compliance Policies

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Compliance Policies

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What are Policies?

• What AI behaviors are allowed/prohibited
• Data handling requirements
• Approval workflows
• Notification triggers
• Automated remediation actions

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Creating Policies

const policy = await regpilot.policies.create({
  name: "Customer Data Protection",
  description: "Protect customer PII in AI interactions",
  framework: "gdpr",
  severity: "high"
});

await regpilot.policies.addRule(policy.id, {
  type: "data_protection",
  condition: {
    contains: ["email", "phone", "ssn", "credit_card"]
  },
  action: "block",
  message: "Personal data detected and blocked"
});

await regpilot.policies.apply(policy.id, {
  models: ["model_123", "model_456"],
  projects: ["proj_abc"],
  environment: "production"
});

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Policy Types

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Data Protection

• PII detection and blocking
• Data retention limits
• Cross-border transfer restrictions
• Consent requirements

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Content Moderation

• Harmful content detection
• Profanity filtering
• Misinformation prevention
• Bias detection

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Compliance Rules

• Framework-specific requirements
• Industry regulations
• Company policies
• Best practices

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Approval Workflows

• Human-in-the-loop requirements
• Multi-level approvals
• Risk-based routing
• Emergency overrides

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Rule Conditions

{
  "conditions": {
    "and": [
      {
        "field": "input.content",
        "operator": "contains",
        "value": ["personal", "confidential"]
      },
      {
        "field": "user.role",
        "operator": "not_equals",
        "value": "admin"
      }
    ]
  }
}

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Actions

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Policy Management

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Testing Policies

const testResult = await regpilot.policies.test(policy.id, {
  input: "Please process this credit card: 4111-1111-1111-1111",
  model: "model_123"
});

console.log(testResult.triggered); // true
console.log(testResult.action); // "block"

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Policy Analytics

• Trigger frequency
• False positive rate
• Response times
• User impact

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Next Steps